Financial Services

RCB represent Stockbrokers, Fund Trustees and IFA’s in formal proceedings, arbitration or through the involvement of regulatory and professional bodies such as the FSO or ICAEW.

We have advised Insurers in the exposure of blanket notifications made by IFA’s in the pension mis-selling review and more recently in the mass claims of endowment mortgage mis-selling.
We also advise Insurers and Insured clients on the implications of the investigatory and sanction process available under Financial Services and Markets Act 2000.